Sr. Compliance Officer
Location: US-NJ-Iselin-194 Wood Avenue / 04053
Other Locations: US-NY-New York-277 Park Avenue / 03363
Job Number:_120076432
JPMorgan Chase is seeking talented AML Compliance candidates for a position in
the Legal & Compliance Department reporting to the AML Officer for Chase
Private Client, a business unit within Chase Wealth Management (CWM). CWM is a
business within Retail Financial Services focused on our affluent client base.
CWM is composed of Chase Investment Services (CIS), a FINRA member
broker-dealer and federally registered Investment Advisor providing securities
and investment advisory services to its clients and Chase Private Client (CPC)
which provides wealth management services to affluent customers across the U.S.
In this role, the team member will be responsible in handling day to day AML
functions, working with other Compliance groups, Operations teams and front
office units; providing guidance on AML related matters to the respective lines
of business; Consumer Bank, Private Bank, and CIS.
Responsibilities:
. Ensure policies and procedures are carried out and requirements are met as
needed
. Provide AML advice and communicate the firm's AML/KYC/BSA policies to CPC
personnel including bankers and financial advisors.
. Work closely with corporate AML teams, KYC groups/Operations and Branch
Administration personnel; foster good working relationships
. Handle AML requests pertaining to account closures, suspicious activity, AML
escalations, KYC related matters and other pertinent issues.
. Review SAR narratives, identify exceptional risks and escalate as needed
. Handle account closure recommendations, ensure LOBs notified, closure
processes carried out and all actions tracked and documented in database/report
. Help manage AML Escalation report and updates as needed
. Compile monthly scorecards and reports for CCO, assist with metrics reporting
. Conduct additional research/due diligence where needed due to adverse
findings or other risks identified
. Engage in projects as needed;
. Identify any potential gaps in process
. Learn to navigate multiple databases that require ongoing updates
. Review high risk KYC files
Qualifications
* Ideal candidate will be well versed in regulatory, operational and
reputational aspects of AML/KYC/BSA Compliance.
* A bachelor's degree and 5 years of Private Wealth Broker Dealer or Private
Banking AML Compliance experience is highly desirable.
* Strong background in KYC and Enhanced Due Diligence processes is required
* Lexis Nexis, Factiva, World-Check knowledge required
* Excellent communication, interpersonal and organizational skills and a proven
record of successfully handling multiple responsibilities in a fast-paced, high
profile and rapidly evolving environment.
Work Environment:
Candidate must be a self-starter, able to work independently, prioritize
workflow and meet deadlines. Candidate must also be able to interact effectively
at a variety of levels of the organization and with numerous external contacts.
To Apply:
http://www.beyond.com/job.asp?id=71327594&aff=AC44BA2E-E3EB-4DBC-8BDB-9FCE01C58B09
Click on a job that interests you, then scroll down to read the description.
Available Positions
-
▼
2013
(467)
-
▼
February
(37)
- L/T Temp - Digital Asset Mgmt - Publishing (NY)
- P/T - Virtual Reference Librarian - Walden Univ (o...
- F/T - Onlline Content Analyst - Thomasnet (NY)
- F/T - Mgr Bus Info Svcs - Williams Lea (NY)
- F/T - Mgr/Music Rights Licensing/Library - Disney/...
- F/T - Ass Prof/Coordinator Lib Instruction - CUNY ...
- F/T - Instructor/Reference/Soc Media Librarian - C...
- F/T (summer) - Ship Librarian - SUNY Maritime Coll...
- F/T - Sr Research Analyst (Fin Svcs) - ORC Intl (NY)
- F/T - Sr. Compliance Officer - JPMorgan Chase (NJ)
- F/T - Database, Budget, Research Mgr - Safe Horizo...
- F/T - Information Specialist - Fox News (NY)
- F/T - Business Project Mgr/Researcher - CandL Grou...
- F/T - Digital Content Manager - La Prairie (NY)
- F/T - Competitive Intelligence Mkting Analyst - Pr...
- F/T - Outreach Mgr - EasyBib.com (NY)
- F/T - Information Mgmt Professional - LAC Group (US)
- F/T - Knowledge Mgmt Coordinator - FTI Consulting ...
- F/T - Media Librarian - NBC Sports (Stamford, CT)
- F/T - Instructional Support Assistant - Stony Broo...
- F/T - Competitive Intelligence Analyst - DeBellis ...
- F/T - Academic Librarian - 5 towns College (Dix Hi...
- P/T (trainee)-Librarian - Half Hollow Hills Librar...
- F/T - Dir Records and Info Mgmt - DTI (NY)
- F/T - Ref Librarian - City College/CUNY (NY)
- P/T (temp) - Project Mgr/Kissinger Papers - Yale U...
- F/T - Database Mgmt Librarian - Temple Univ (PA)
- F/T - Library Associate - US Civil Service (NY)
- F/T - Development Prospect Researcher - World Soci...
- F/T - Associate/Content and Records Mgmt - Daiichi...
- F/T - Business Analyst - JPMorgan (NY)
- F/T - Tech Ref Librarian - NJIT (NJ)
- F/T - Program Assistant/Librarian - Trinity Wall S...
- F/T - EBM Reference Librarian -Elsevier (PA)
- F/T - Assist Dir/Resources Mgmt - NY Medical Colle...
- F/T - Librarian for Assessment - Yale Univ (CT)
- F/T - Health Sciences Librarian - Robert Wood John...
-
▼
February
(37)