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Available Positions

Sunday, February 17, 2013

F/T - Sr. Compliance Officer - JPMorgan Chase (NJ)

Sr. Compliance Officer
Location: US-NJ-Iselin-194 Wood Avenue / 04053
Other Locations: US-NY-New York-277 Park Avenue / 03363
Job Number:_120076432

JPMorgan Chase is seeking talented AML Compliance candidates for a position in the Legal & Compliance Department reporting to the AML Officer for Chase Private Client, a business unit within Chase Wealth Management (CWM). CWM is a business within Retail Financial Services focused on our affluent client base. CWM is composed of Chase Investment Services (CIS), a FINRA member broker-dealer and federally registered Investment Advisor providing securities and investment advisory services to its clients and Chase Private Client (CPC) which provides wealth management services to affluent customers across the U.S. In this role, the team member will be responsible in handling day to day AML functions, working with other Compliance groups, Operations teams and front office units; providing guidance on AML related matters to the respective lines of business; Consumer Bank, Private Bank, and CIS.

. Ensure policies and procedures are carried out and requirements are met as needed
. Provide AML advice and communicate the firm's AML/KYC/BSA policies to CPC personnel including bankers and financial advisors.
. Work closely with corporate AML teams, KYC groups/Operations and Branch Administration personnel; foster good working relationships
. Handle AML requests pertaining to account closures, suspicious activity, AML escalations, KYC related matters and other pertinent issues.
. Review SAR narratives, identify exceptional risks and escalate as needed
. Handle account closure recommendations, ensure LOBs notified, closure processes carried out and all actions tracked and documented in database/report
. Help manage AML Escalation report and updates as needed
. Compile monthly scorecards and reports for CCO, assist with metrics reporting
. Conduct additional research/due diligence where needed due to adverse findings or other risks identified
. Engage in projects as needed;
. Identify any potential gaps in process
. Learn to navigate multiple databases that require ongoing updates
. Review high risk KYC files

* Ideal candidate will be well versed in regulatory, operational and reputational aspects of AML/KYC/BSA Compliance.
* A bachelor's degree and 5 years of Private Wealth Broker Dealer or Private Banking AML Compliance experience is highly desirable.
* Strong background in KYC and Enhanced Due Diligence processes is required
* Lexis Nexis, Factiva, World-Check knowledge required
* Excellent communication, interpersonal and organizational skills and a proven record of successfully handling multiple responsibilities in a fast-paced, high profile and rapidly evolving environment.
Work Environment:
Candidate must be a self-starter, able to work independently, prioritize workflow and meet deadlines. Candidate must also be able to interact effectively at a variety of levels of the organization and with numerous external contacts.

To Apply: